LAURALEE SETTLES is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with NUVEEN ASSET MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NUVEEN ASSET MANAGEMENT, LLC | 2011-09-01 | present | Yes |
| NUVEEN FUND ADVISORS, LLC | 2009-02-13 | 2011-09-01 | — |
| OPPENHEIMER & CO. INC. | 2006-08-30 | 2008-10-03 | — |