ALAN TESTA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | 2009-07-09 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2007-08-03 | 2009-05-11 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2007-08-08 | — |
| MORGAN STANLEY DW INC. | 2006-08-14 | 2007-04-02 | — |