Sergio Omar Russell-Diaz is an investment adviser representative (IAR) with state registration records since 2017, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2022-10-21 | present | Yes |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2021-07-26 | 2022-07-08 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2018-04-04 | 2019-12-11 | — |
| NEUBERGER BERMAN BD LLC | 2017-04-04 | 2018-02-06 | — |