CYNTHIA GUERRERO

CYNTHIA GUERRERO is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with ROCKEFELLER FINANCIAL LLC, ROCKEFELLER CAPITAL MANAGEMENT.

Registration history (6)

FirmFromToCurrent
ROCKEFELLER CAPITAL MANAGEMENT2024-08-07presentYes
ROCKEFELLER FINANCIAL LLC2023-03-29presentYes
WELLS FARGO CLEARING SERVICES, LLC2020-03-112023-03-29
UBS FINANCIAL SERVICES INC.2019-11-142020-03-19
WELLS FARGO CLEARING SERVICES, LLC2011-01-032019-11-06
WELLS FARGO INVESTMENTS, LLC2004-11-222011-01-03

More