LAUREN NICOLE SEIM

LAUREN NICOLE SEIM is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (5)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2017-08-16presentYes
MORGAN STANLEY SMITH BARNEY LLC2014-07-292017-08-21
WELLS FARGO CLEARING SERVICES, LLC2013-06-182014-05-28
MORGAN STANLEY SMITH BARNEY LLC2009-06-012013-06-28
MORGAN STANLEY & CO. LLC2008-03-052009-06-01

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