JOEL A SWOGGER is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | present | Yes |
| WELLS FARGO INVESTMENTS, LLC | 2006-03-29 | 2011-01-03 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2005-02-01 | 2006-03-20 | — |