SUSAN KIM BROADDUS

SUSAN KIM BROADDUS is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with STRATEGIC ADVISERS LLC.

Registration history (7)

FirmFromToCurrent
STRATEGIC ADVISERS LLC2025-03-31presentYes
FIDELITY PERSONAL AND WORKPLACE ADVISORS2019-02-212025-03-31
TD AMERITRADE, INC.2009-04-012019-02-14
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2009-04-012019-02-14
NEWPORT WEALTH ADVISORS, INC.2008-01-042008-12-31
NEWPORT WEALTH ADVISORS, INC.2007-10-082007-12-31
AMERIPRISE FINANCIAL SERVICES, LLC2005-09-202007-09-27

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