Archana Gupta

Archana Gupta is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2024-10-17presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2024-02-122024-10-22
PNC WEALTH MANAGEMENT2010-12-082012-06-01
CITIGROUP GLOBAL MARKETS INC.2007-05-172009-12-17
USAA FINANCIAL PLANNING SERVICES2006-05-092007-04-30
AMERIPRISE FINANCIAL SERVICES, LLC2005-05-022006-04-11

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