DOUGLAS JAMES CERRATO

DOUGLAS JAMES CERRATO is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2020-05-01presentYes
EQUITABLE ADVISORS, LLC2019-02-212020-05-06
J.P. MORGAN SECURITIES LLC2014-10-312018-11-26
CAPITAL ONE FINANCIAL ADVISORS LLC2013-10-082014-11-06
J.P. MORGAN SECURITIES LLC2012-10-012013-10-09
CHASE INVESTMENT SERVICES CORP.2008-08-192012-10-01

More