Christopher Ray Smith is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-02-20 | present | Yes |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 2022-07-01 | 2025-02-20 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2014-11-20 | 2022-07-12 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2014-11-25 | — |
| MORGAN STANLEY & CO. LLC | 2008-11-21 | 2009-06-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-11-15 | 2008-11-26 | — |