SCOTT M CALDWELL is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2021-07-21 | present | Yes |
| WADDELL & REED | 2005-08-01 | 2021-07-21 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2005-02-25 | 2005-07-26 | — |