JAMES M LING is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2013-03-18 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2013-04-04 | — |
| MORGAN STANLEY & CO. LLC | 2007-11-05 | 2009-06-01 | — |
| UBS FINANCIAL SERVICES INC. | 2005-01-03 | 2007-11-14 | — |