TUONGVAN THI NGUYEN

TUONGVAN THI NGUYEN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (7)

FirmFromToCurrent
LPL FINANCIAL LLC2023-08-30presentYes
LPL FINANCIAL LLC2019-05-222021-09-11
LPL FINANCIAL LLC2013-04-122017-12-21
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-06-29
CITIGROUP GLOBAL MARKETS INC.2008-10-012009-06-01
WELLS FARGO CLEARING SERVICES, LLC2007-05-172008-09-29
EQUITABLE ADVISORS, LLC2005-11-142007-05-17

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