STEPHEN ANTHONY SASSI

STEPHEN ANTHONY SASSI is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with FINANCIAL ENGINES ADVISORS L.L.C..

Registration history (7)

FirmFromToCurrent
FINANCIAL ENGINES ADVISORS L.L.C.2021-04-28presentYes
EDELMAN FINANCIAL SERVICES, LLC2016-11-032018-11-01
CHARLES SCHWAB & CO., INC.2013-04-292016-11-02
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2008-11-212013-04-04
MORGAN STANLEY & CO. LLC2007-04-022008-11-24
MORGAN STANLEY DW INC.2006-06-212007-04-02
UBS FINANCIAL SERVICES INC.2005-01-132005-12-20

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