ARTHUR JOSEPH SMITH

ARTHUR JOSEPH SMITH is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with LINCOLN INVESTMENT PLANNING, LLC, CAPITAL ANALYSTS, LLC.

Registration history (5)

FirmFromToCurrent
CAPITAL ANALYSTS, LLC2019-05-13presentYes
LINCOLN INVESTMENT PLANNING, LLC2019-05-13presentYes
LPL FINANCIAL LLC2018-07-302019-02-25
INVESTMENT PROFESSIONALS, INC.2012-12-032018-08-02
LPL FINANCIAL LLC2012-02-132012-12-12

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