SUSANNA DEE POLLOCK

SUSANNA DEE POLLOCK is an investment adviser representative (IAR) with state registration records since 2011, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

Registration history (6)

FirmFromToCurrent
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2026-06-24presentYes
WELLS FARGO CLEARING SERVICES, LLC2023-01-04presentYes
RAYMOND JAMES & ASSOCIATES, INC.2021-01-062022-12-22
WELLS FARGO CLEARING SERVICES, LLC2017-11-152021-01-05
MORGAN STANLEY SMITH BARNEY LLC2015-01-132017-09-25
UBS FINANCIAL SERVICES INC.2011-05-232015-01-08

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