Michael L Thompson

Michael L Thompson is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with RWM CAPITAL, LLC.

Registration history (7)

FirmFromToCurrent
RWM CAPITAL, LLC2023-05-16presentYes
STRATEGIC WEALTH INVESTMENT GROUP, LLC2022-08-082023-03-02
MML INVESTORS SERVICES, LLC2022-01-312022-04-26
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2017-08-022020-11-03
CHARLES SCHWAB & CO., INC.2008-04-212017-06-23
U.S. BANCORP INVESTMENTS, INC.2007-03-302008-01-09
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2005-03-242007-03-02

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