BRIAN JAMES SMITH is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with B. RILEY WEALTH ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | 2023-11-09 | present | Yes |
| LPL FINANCIAL LLC | 2018-07-30 | 2023-12-01 | — |
| INVESTMENT PROFESSIONALS, INC. | 2012-12-03 | 2018-08-02 | — |
| LPL FINANCIAL LLC | 2012-02-21 | 2012-12-12 | — |
| SIGNATOR INVESTORS, INC. | 2010-07-13 | 2012-02-22 | — |