JAMES FRANCIS RIVERS

JAMES FRANCIS RIVERS is an investment adviser representative (IAR) with state registration records since 2007, appearing at 2 firms. Currently registered with UNITED CAPITAL FINANCIAL ADVISORS, LLC.

Registration history (3)

FirmFromToCurrent
UNITED CAPITAL FINANCIAL ADVISORS, LLC2020-10-06presentYes
GOLDMAN SACHS WEALTH SERVICES, L.P.2014-03-032020-10-06
GOLDMAN SACHS WEALTH SERVICES, L.P.2007-11-022013-01-16

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