JOAO A ROCHA is an investment adviser representative (IAR) with state registration records since 2014, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2016-01-13 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2014-10-06 | 2016-01-07 | — |