TIMOTHY Michael CODY

TIMOTHY Michael CODY is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with VANGUARD ADVISERS, INC..

Registration history (7)

FirmFromToCurrent
VANGUARD ADVISERS, INC.2021-09-03presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2020-03-042020-11-24
TD AMERITRADE, INC.2018-02-272019-09-11
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2018-02-262019-09-11
SCOTTRADE INVESTMENT MANAGEMENT2017-01-272018-02-26
LPL FINANCIAL LLC2006-10-132009-03-24
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2006-03-082006-08-26

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