THOMAS ROBERT FINDLAY is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2026-01-28 | present | Yes |
| NUVEEN ASSET MANAGEMENT, LLC | 2011-09-01 | 2022-03-03 | — |
| NUVEEN FUND ADVISORS, LLC | 2006-01-01 | 2011-09-01 | — |