WILLIAM RICHARD MODE is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with BENJAMIN F. EDWARDS & COMPANY, INC..
| Firm | From | To | Current |
|---|---|---|---|
| BENJAMIN F. EDWARDS & COMPANY, INC. | 2025-10-22 | present | Yes |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2018-09-21 | 2025-10-22 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2006-06-20 | 2018-09-25 | — |