LESLIE RAY DIX is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2023-01-05 | present | Yes |
| RAYMOND JAMES & ASSOCIATES, INC. | 2014-02-04 | 2023-01-09 | — |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2009-02-12 | 2014-01-22 | — |