THUC TRI TRAN is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..
| Firm | From | To | Current |
|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | 2025-11-24 | present | Yes |
| HSBC SECURITIES (USA) INC. | 2012-02-21 | 2025-11-28 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2010-06-01 | 2011-12-22 | — |
| CHASE INVESTMENT SERVICES CORP. | 2009-05-02 | 2010-06-07 | — |
| WAMU INVESTMENTS, INC. | 2008-06-30 | 2009-05-02 | — |