JAMES JOSEPH DUFFY is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with LPL ENTERPRISE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL ENTERPRISE, LLC | 2024-11-14 | present | Yes |
| PRUCO SECURITIES, LLC | 2006-09-08 | 2024-11-14 | — |
| MORGAN STANLEY DW INC. | 2005-11-01 | 2006-02-08 | — |