Joseph Travis Bergen is an investment adviser representative (IAR) with state registration records since 2009, appearing at 7 firms. Currently registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2024-03-20 | present | Yes |
| FINANCIAL ENGINES ADVISORS L.L.C. | 2022-01-10 | 2023-08-14 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2018-08-17 | 2021-12-16 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2017-06-12 | 2017-10-04 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2017-04-03 | 2017-05-12 | — |
| CHARLES SCHWAB & CO., INC. | 2013-04-09 | 2016-11-17 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-09-08 | 2013-02-22 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2011-08-22 | — |
| WELLS FARGO INVESTMENTS, LLC | 2009-03-20 | 2011-01-03 | — |