NEIL ARTHUR CAIN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2015-01-30 | present | Yes |
| NEXT FINANCIAL GROUP, INC. | 2009-06-19 | 2015-01-30 | — |
| HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS | 2007-11-20 | 2008-12-09 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-01-08 | 2007-10-08 | — |