JOHN M. HUMPHRIES

JOHN M. HUMPHRIES is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (3)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2012-04-11presentYes
BBVA COMPASS INVESTMENT SOLUTIONS, INC2006-10-122007-12-06
AMERIPRISE FINANCIAL SERVICES, LLC2005-06-172006-10-05

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