Rosa Ines Caba

Rosa Ines Caba is an investment adviser representative (IAR) with state registration records since 2008, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (3)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2022-05-31presentYes
CITIGROUP GLOBAL MARKETS INC.2014-07-282022-04-07
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2008-04-082014-07-22

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