CARLOS ALBERTO GUZMAN is an investment adviser representative (IAR) with state registration records since 2017, appearing at 2 firms. Currently registered with REGAL INVESTMENT ADVISORS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| REGAL INVESTMENT ADVISORS LLC | 2018-11-19 | present | Yes |
| BROOKSTONE CAPITAL MANAGEMENT LLC | 2017-05-12 | 2018-11-20 | — |