JAMES ROBERT HERRICK is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with TFO WEALTH PARTNERS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ONE TO ONE, LLC | 2016-11-03 | 2019-03-12 | — |
| TFO WEALTH PARTNERS, LLC | 2011-09-01 | present | Yes |
| WALNUT STREET SECURITIES, INC. | 2006-04-20 | 2011-09-09 | — |