NICOLA S NICHOL is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with ROSSBY FINANCIAL, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROSSBY FINANCIAL, LLC | 2025-12-12 | present | Yes |
| OSAIC WEALTH, INC. | 2024-06-14 | 2025-12-03 | — |
| SECURITIES AMERICA ADVISORS, INC. | 2014-12-08 | 2024-06-14 | — |
| EQUITY SERVICES, INC. | 2010-01-22 | 2014-12-22 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2008-08-01 | 2010-01-19 | — |
| UBS FINANCIAL SERVICES INC. | 2005-07-18 | 2008-08-14 | — |