STEVEN TRAN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2016-12-01 | present | Yes |
| HARRISDIRECT LLC | 2015-09-04 | 2016-11-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2014-06-09 | 2015-08-25 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2014-06-10 | — |
| WELLS FARGO INVESTMENTS, LLC | 2008-08-01 | 2011-01-03 | — |
| WELLS FARGO INVESTMENTS, LLC | 2005-12-08 | 2006-10-17 | — |