MARK SMITH is an investment adviser representative (IAR) with state registration records since 2011, appearing at 3 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2016-07-20 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-10-03 | 2016-07-20 | — |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2011-11-03 | 2013-09-30 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-10-11 | 2011-10-26 | — |