SOPHIA S LIU is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2024-06-14 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2015-10-02 | 2024-06-04 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2015-10-07 | — |
| MORGAN STANLEY & CO. LLC | 2007-11-13 | 2009-06-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2006-11-07 | 2007-10-02 | — |