CAROL MARIE BOHMBACH

CAROL MARIE BOHMBACH is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (4)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2015-11-16presentYes
CREDIT SUISSE SECURITIES (USA) LLC2014-07-082015-12-16
MORGAN STANLEY SMITH BARNEY LLC2012-03-022014-06-24
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2007-03-052012-03-06

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