Gregory Surat

Gregory Surat is an investment adviser representative (IAR) with state registration records since 2005, appearing at 8 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (8)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2025-08-28presentYes
MORGAN STANLEY SMITH BARNEY LLC2025-01-022025-08-11
FIDELITY PERSONAL AND WORKPLACE ADVISORS2019-11-212024-01-10
HARRISDIRECT LLC2014-04-022019-10-23
BANCWEST INVESTMENT SERVICES, INC.2013-08-192014-04-04
CHARLES SCHWAB & CO., INC.2008-04-282013-03-04
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2006-12-012008-04-17
MORGAN STANLEY DW INC.2005-09-282006-05-24

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