James W. Rand

James W. Rand is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (3)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2013-11-08presentYes
SCHWAB WEALTH ADVISORY, INC.2012-01-032013-11-20
CHARLES SCHWAB & CO., INC.2006-11-142011-12-31

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