NICHOLAS D FAUBER

NICHOLAS D FAUBER is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (3)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-04-05presentYes
LPL FINANCIAL LLC2009-11-232011-04-11
CETERA INVESTMENT SERVICES LLC2008-01-022009-10-19

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