KUN LI is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with HSBC SECURITIES (USA) INC..
| Firm | From | To | Current |
|---|---|---|---|
| HSBC SECURITIES (USA) INC. | 2014-09-12 | present | Yes |
| BANCWEST INVESTMENT SERVICES, INC. | 2013-06-12 | 2013-12-13 | — |
| USAA FINANCIAL PLANNING SERVICES | 2011-08-18 | 2013-06-07 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2008-07-07 | 2011-07-18 | — |