KIMBERLY VICTORIA RIAN HAUPIN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with BNY MELLON SECURITIES CORPORATION.
| Firm | From | To | Current |
|---|---|---|---|
| BNY MELLON SECURITIES CORPORATION | 2024-02-19 | present | Yes |
| NORTHERN TRUST SECURITIES, INC. | 2015-04-07 | 2024-02-09 | — |
| ADVANCED EQUITIES, INC. | 2006-06-12 | 2011-10-21 | — |