Peter Henriques

Peter Henriques is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (8)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2021-10-07presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2020-05-052021-07-28
CHARLES SCHWAB & CO., INC.2015-02-252020-05-08
WELLS FARGO CLEARING SERVICES, LLC2013-12-232015-02-09
VALIC FINANCIAL ADVISORS, INC.2013-05-212014-01-09
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2007-09-272013-04-09
MORGAN STANLEY & CO. LLC2007-04-022007-10-02
MORGAN STANLEY DW INC.2005-10-172007-04-02

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