CARLOS ALBERTO VASQUEZ is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2021-04-06 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-09-30 | 2021-04-12 | — |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2013-09-27 | — |
| CHASE INVESTMENT SERVICES CORP. | 2010-08-06 | 2012-10-01 | — |
| MONOCEROS CAPITAL MANAGEMENT, LLC | 2009-09-03 | 2010-08-09 | — |
| MONOCEROS CAPITAL MANAGEMENT, LLC | 2009-09-03 | 2009-12-31 | — |
| LPL FINANCIAL LLC | 2009-06-26 | 2009-07-17 | — |
| MONOCEROS CAPITAL MANAGEMENT, LLC | 2009-01-02 | 2009-01-13 | — |
| LPL FINANCIAL LLC | 2007-02-26 | 2009-03-26 | — |