CHRISTOPHER PAUL SWALES is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with SWALES FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SWALES FINANCIAL LLC | 2025-06-20 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2011-10-18 | 2018-10-02 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-10-06 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-11-21 | 2009-06-01 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2008-06-23 | — |
| MORGAN STANLEY DW INC. | 2007-01-25 | 2007-04-02 | — |