JAMES BRIAN NEAL is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| TD AMERITRADE, INC. | 2022-05-05 | 2022-10-14 | — |
| CHARLES SCHWAB & CO., INC. | 2014-03-04 | present | Yes |
| WELLS FARGO INVESTMENTS, LLC | 2006-09-08 | 2006-11-21 | — |