JAMES LEE COOK

JAMES LEE COOK is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with FINANCIAL ENGINES ADVISORS L.L.C..

Registration history (7)

FirmFromToCurrent
FINANCIAL ENGINES ADVISORS L.L.C.2024-12-11presentYes
VANGUARD ADVISERS, INC.2021-11-082024-07-18
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2013-08-162014-04-10
USAA FINANCIAL PLANNING SERVICES2008-03-112013-07-03
LPL FINANCIAL LLC2007-10-092008-01-31
UVEST FINANCIAL SERVICES GROUP, INC.2007-03-212007-10-09
EQUITABLE ADVISORS, LLC2006-03-062007-03-06

More