Claudia Rivas

Claudia Rivas is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with SEACREST WEALTH MANAGEMENT, LLC.

Registration history (6)

FirmFromToCurrent
SEACREST WEALTH MANAGEMENT, LLC2024-03-05presentYes
J.P. MORGAN SECURITIES LLC2024-01-172024-03-07
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC2022-11-042024-03-08
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2018-09-102022-11-07
WELLS FARGO CLEARING SERVICES, LLC2017-05-192018-09-11
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2006-06-072017-05-22

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