Vaughan Preston O'Neal

Vaughan Preston O'Neal is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (5)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2025-11-03presentYes
AMUNDI ASSET MANAGEMENT US, INC.2021-01-042025-04-25
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.2010-06-072020-12-31
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2008-08-042010-04-26
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.2008-05-292008-06-24

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