Sarah R Ruby is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2018-02-16 | present | Yes |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2017-07-25 | 2018-01-16 | — |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2016-08-04 | 2017-04-07 | — |
| UBS FINANCIAL SERVICES INC. | 2011-07-08 | 2016-08-26 | — |
| CREDIT SUISSE SECURITIES (USA) LLC | 2010-04-01 | 2011-08-04 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2009-12-14 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-08-02 | 2009-06-01 | — |